Last time we discussed fate, prophecy and destiny. Another way to define those things is the power level of the Universe as agent. Today we’re going to talk about the flip side of that: the power level of the character as agent.
There’s a reason why the Amber novels get an exception case in the post on fate. The High Fate universe moves by a deterministic hand or hands moving in concert; the low fate universe is driven by uncertainty.
Zelazny’s model picks neither/nor, because the characters are among the hands moving the universe, and they’re not moving in concert. (And if they were the only hands moving the universe, that might bump the setting toward pantheistic High Fate – but there’s always another layer of supernatural superiors who they can affect but can’t entirely outwit.)
Absolute and Relative Power Levels
So already we have two questions to ask about characters’ power levels. There’s their absolute power level and their relative power level, and these can be massively different things. The scions of Amber have very high absolute power levels: they can push mini-universes around and make their own fates. But in their own universe, in each other’s company or the company of other Powers, they hit up against the irresistible force/immovable object problem quite quickly. In short, they have exactly as much trouble getting what they want as do any other protagonists.
In the profile for the author of “Harry Potter and the Methods of Rationality” – an excellent and entirely unique thing which will hijack the entire post if I discuss it here – about three-quarters down the page he posits a “First Law of Fan Fiction”: “[E]very change which strengthens the protagonists requires a corresponding worsening of their challenges. Or in plainer language: You can’t make Frodo a Jedi without giving Sauron the Death Star. Read any book on writing ever and it will tell you that stories are about conflict; a hero too strong for their conflict is no longer in tense, heart-pounding difficulty.”
That’s about the difference between absolute and relative power level in a nutshell, puns on Amber and relatives notwithstanding. The example given raises the absolute power level on both sides without changing the relative power level.
As the original law points out, if Sauron makes his battle station fully operational before Frodo puts down his pipeweed, or if Frodo slashes his way through Mordor with a lightsaber, you’re telling the punchline to a joke before anyone has a chance to care about why it’s funny.
Of course, on any continuum of power there’s a skew. It’s never exactly 1:1. So there’s room for tweaking.
Elevate the forces opposing the hero more than you elevate the hero, and you’re telling a darker or grittier story; elevate the hero more than you elevate their opposition and you’re telling a more optimistic one. That’s relative power level: the balance of the scales.
High Absolute Power Levels
The Amber novels, and many of Zelazny’s other works, feature godlike protagonists in situations that are as dire and uncertain as life can be for anyone else; and that’s often a thing of beauty in itself because it means the stories are more extreme. The torment Corwin goes through toward the end of the first book would end the story altogether for a hero of less physical fortitude, but because Corwin’s physical fortitude is legendary, he can overcome it. Drastic measures must be taken to put him out of action for any length of time, to put a dent in him. And because that’s the case, the story of those drastic measures can be told, and the protagonist emerge whole from them, if not unscathed.
It’s a thing Amber has in common with Doctor Who. No wonder those are two of my favorite narratives. They can put their characters into extreme situations that people of ordinary human capabilities simply couldn’t overcome. Mortal enmity which resolves to friendship, death or near-death and return to life… Riches and status beyond imagining, brought into sharp relief by the threat of a bottomless fall.
If a hero undergoes something that would kill an ordinary person, and goes through unscathed, that’s no story; if the hero suffers all the trauma of the event but lives to tell about it, though? That’s a story, and there’s enormous emotional impact in it when done right.
Buckling your Swash; Cinematic Heroism
In the middle of this continuum, we have heroes who are just plain good at stuff. Take Han Solo, in Star Wars. He’s not and never will be a Jedi, but he can fly his ship and fire a blaster, and he can do these things well. The devious Locke Lamora and Jean Tannen of Scott Lynch’s Gentleman Bastard Sequence fit in this category as well, along with countless con men and swashbucklers.
Most often, their narrative arcs pit them against outlandishly difficult situations, which they manage to navigate through by skill, talent, wit, coincidence and sheer damnedness – but at the same time, the “difficulty level”, the power skew factor, isn’t always what it appears to be. Han Solo says “Never tell me the odds!” and what he’s telling the audience is, the odds don’t count here. He’s going to make it through that asteroid field because that’s in the goddamn narrative contract.
In the Gentleman Bastard universe, on the other hand, it’s fairly apparent that bad things happen to good people; so the tension is ratcheted up by the possibility that we could lose a main character, because it’s an actual possibility. It’s also certain that a win will be a spectacular win, and a loss will be a spectacular loss. These characters live large.
Narrative contracts and relative power levels have a lot to do with each other. There are oblique ways in which every author tells their reader whether the hero will always win the day, and what they might expect to lose in the process.
Ordinary People in Extraordinary Circumstances
On the other end of the spectrum, take stories like Lord of the Rings.
It’s hard to think of similar ones, as it almost seems to have gone out of fashion to have a protagonist with perfectly ordinary capabilities or capabilities that are often outshone by those of other characters in the story. It’s more common these days for authors to start their protagonists out as ordinary people with ordinary circumstances and have them gain unusual abilities as the story continues.
There’s certainly a large spectrum here, and it breaks down further. Like immunities (I’m a science dork), special abilities can be innate or acquired. I’m going to address that more in the next post.
This brings us to one of the other major “sub-axes” of power level in fantasy stories: what are the stakes? Is your protagonist in it to discover their personal abilities, save the world, do both, or something in between?
Stakes: Heroes and Turning Points
High stakes have an in-built advantage for storytelling. When you hang a possible apocalypse on the wall, you’ve given readers a point of personal investment and a reason to keep reading and see how it turns out. There’s a reason why saving the world is a standard fantasy and SF plot. Everyone cares about saving the world (unless you manage to make an extremely boring world by giving it no emotional resonance.)
But how do we go about it? There’s more than one way.
The truth is, our world has been saved many times. It’s probably being saved many more times as I write this, and we won’t know it for years and won’t know some of them at all.
Stanislav Petrov saved the world by identifying a false alarm and refusing orders to start a nuclear war. Fritz Haber saved the world by pioneering a process to fix nitrogen in the laboratory, before which the world was running short of the fertilizer needed to, y’know, grow food. (He also made chemical weapons for Germany in WWI, and then was booted out for being Jewish in the 1930s. An interesting and rather screwed up life.) The people involved in the Works Progress Administration saved the world, or at least the country. The people involved in the mid-century African-American civil rights movement saved – well, check out this amazing piece, Most of You Have No Idea What Martin Luther King Actually Did.
Some acts are heroic by traditional standards (saving individual lives, making decisions at a particular moment in time) while others are obvious in retrospect as moments which changed history on a massive scale. Some of these turning points involve people with no special qualifications; others involve physical or mental prowess, or positions of high social standing.
The choices in front of the protagonist can be personal, or have an immediate effect on the universe – or, my favorite of the options and the one that most influences my work, they can be personal choices that have far-reaching implications for the protagonist(s) and their world.
Are You Up to the Challenge?
So: extraordinary people accomplishing things by extraordinary means – the Amber Chronicles, Doctor Who, and a lot of others fall into this category. Ordinary people facing extraordinary circumstances - Lord of the Rings, and some of the real-life examples I’ve mentioned. Then there are stories where the magnitude of the consequences is scaled to the magnitude of the protagonists’ abilities. LeGuin’s Earthsea stories are often like that; the stakes are usually very personal. Protagonists literally go to the ends of the earth to fight battles for autonomy, wisdom, the life of another. Power is also rooted in these things, and as characters grow beyond themselves, their actions affect a larger swath of reality.
Having consequences and antagonists too far beyond the scope of the protagonists’ comprehension risks a hurried and unsatisfying ending – saving the world by pressing a button, because it’s there; a deus ex machina. Character development is an antidote to that kind of thing. The stakes and scope increase over the course of the Earthsea books as the protagonists mature. Frodo underwent quite the personal transformation over the course of his journey; the hobbit he was when he left the Shire could not have been the one to sneak into Mordor. That’s a coming-of-age narrative, quite common in fantasy fiction, but there are also longer games than that.
Great works of serial fiction often build in intensity over time. By the time the protagonists realize that the world is at stake, late in the game, they’re emotionally ready to handle it; then and not before. For some reason the webcomic and graphic novel formats seem to have an especial suitability for this kind of storytelling: Girl Genius and The Phoenix Requiem are two I can think of in which characters are drawn gradually and compellingly from everyday concerns into world-shaking events. Barbara Hambly’s books also sometimes use these kinds of slow-building threats, with intelligent protagonists who use their wits to keep up as the stakes rise.
This is one of my favorite models, and definitely an influence for The Long Academy, although I’m still trying to sort out exactly how the plot complications fit into that equation.
The “characters who improve as the plot enlarges” model has more than one form. Sometimes characters’ concrete powers increase: they can lift more cars, cast more spells, or whatnot as the villains get badder. In more serious works, characters’ increased abilities to deal with their later challenges hinge on their personal growth, their willingness to make sacrifices (or refuse to make sacrifices) or to trust each other, their capacity to make decisions on the fly. Often, of course, the external mirrors the internal.
Don’t Save the World Six Times before Breakfast
It gets tiresome. If you front-load everything into the first book of a series, you can’t build from there very effectively. Either your characters have taken care of the threat – in which case you have to come up with another that’s just as cool and threatening and a reason why it’s there – or they haven’t really and it keeps coming back, which is frustrating for its own reasons.
I quite loved Tehanu, a later Earthsea book that broke from the mold of the earlier ones, the second time I read it – because it does a wonderful thing with the question of: you’ve saved the world, what now? The problems of living a life and having a family are as good an answer as any to that question, and a fascinating counterpoint to the paradigm of the earlier novels. Instead of constantly raising the threat ante, LeGuin switches the nature and angle of it from one book to another.
Accidents of Birth and Social Power
And then there’s bloodline, and class, and sometimes race and other qualifiers. And there’s no overlooking them. I wrote most of the rest of this post days ago, but didn’t put it up until now because I realized that in order to do the topic justice, I had to branch out into fantasy’s Daddy Issues and their Unfortunate Implications. After spending a while debating with myself on the topic, I decided to give it its own post, coming soon.